-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, NhgqLzkTmAaAJiq0NWoMbKj9AOIlizfKc6J6bVkqeqCaybt8DdXqzUpkZMI5Zl9m //jtxfhg45EyUt6Kjs+LMA== 0000891020-01-000155.txt : 20010205 0000891020-01-000155.hdr.sgml : 20010205 ACCESSION NUMBER: 0000891020-01-000155 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20010201 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: EDEN BIOSCIENCE CORP CENTRAL INDEX KEY: 0000930095 STANDARD INDUSTRIAL CLASSIFICATION: AGRICULTURE CHEMICALS [2870] IRS NUMBER: 911649604 STATE OF INCORPORATION: WA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: SEC FILE NUMBER: 005-59683 FILM NUMBER: 1521313 BUSINESS ADDRESS: STREET 1: 11816 N CREEK PARKWAY NORTH CITY: BOTHELL STATE: WA ZIP: 98011-8205 BUSINESS PHONE: 4258067300 MAIL ADDRESS: STREET 1: 11816 N CREEK PARKWAY NORTH CITY: BOTHELL STATE: WA ZIP: 98011-8205 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: BRITANNIA HOLDINGS LTD CENTRAL INDEX KEY: 0001044275 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: KINGS HOUSE, THE GRANGE STREET 2: ST PETER PORT CITY: GUERNSEY GY1 2QJ C I BUSINESS PHONE: 441481726016 MAIL ADDRESS: STREET 1: KINGS HOUSE, THE GRANGE STREET 2: ST PETER PORT CITY: GUERNSEY GY1 2QJ C I SC 13G 1 v69032sc13g.txt FORM SC 13G 1 U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. __) EDEN BIOSCIENCE CORPORATION -------------------------------------------------- (Name of Issuer) COMMON STOCK -------------------------------------------------- (Title of Class of Securities) 279445100 -------------------------------------------------- (CUSIP Number) DECEMBER 31, 2000 -------------------------------------------------- (Date of Event Which Requires Filing of this Statement) -------------------------------------------------- Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [ ] Rule 13d-1(b) [ ] Rule 13d-1(c) [XX] Rule 13d-1(d) -------------------------------------------------- *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). 2 CUSIP NO. 279445100 Schedule 13G Page 2 of 4 Pages - -------------------------------------------------------------------------------------------------- 1) NAMES OF REPORTING PERSONS..................................BRITANNIA HOLDINGS LIMITED S.S. OR IRS I.D. NOS. OF REPORTING PERSONS (Voluntary)...... - -------------------------------------------------------------------------------------------------- #2) CHECK APPROPRIATE BOX IF A MEMBER OF A GROUP. (a) [ ] (b) [ ] - -------------------------------------------------------------------------------------------------- 3) SEC USE ONLY - -------------------------------------------------------------------------------------------------- 4) CITIZENSHIP OR PLACE OF ORGANIZATION........................COMPANY ORGANIZED UNDER LAWS OF NEVIS - -------------------------------------------------------------------------------------------------- NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH: 5) SOLE VOTING POWER......................................2,650,000 SHARES ------------------------------------------------------------------------------------------- 6) SHARED VOTING POWER....................................-0- ------------------------------------------------------------------------------------------- 7) SOLE DISPOSITIVE POWER.................................2,650,000 SHARES ------------------------------------------------------------------------------------------- 8) SHARED DISPOSITIVE POWER...............................-0- - -------------------------------------------------------------------------------------------------- 9) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON....................................2,650,000 SHARES - -------------------------------------------------------------------------------------------------- 10) [ ] CHECK BOX IF AGGREGATE AMOUNT IN ROW 9 EXCLUDES CERTAIN SHARES. - -------------------------------------------------------------------------------------------------- 11) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9.............11.1% - -------------------------------------------------------------------------------------------------- #12) TYPE OF REPORTING PERSON....................................CO - -------------------------------------------------------------------------------------------------- #See Instructions.
3 CUSIP NO. 279445100 Schedule 13G Page 3 of 4 Pages ITEM 1. (a) Issuer.....................................EDEN BIOSCIENCE CORPORATION ("ISSUER") (b) Principal Executive Offices................11816 N. CREEK PARKWAY NORTH BOTHELL, WA 98011 ITEM 2. (a) Person Filing..............................BRITANNIA HOLDINGS LIMITED ("BRITANNIA") (b) Principal Business Office/Residence........UNIT 15, TEMPLE BUILDING CHARLESTOWN, NEVIS. (c) Citizenship................................COMPANY ORGANIZED UNDER LAWS OF NEVIS (d) Title of Class of Securities...............COMMON STOCK (e) CUSIP Number...............................279445100 ITEM 3. Statement Filed Pursuant to Rule 13d-1(b) or 13d-2(b) or (c) by: .[NOT APPLICABLE] (a) [ ] Broker or Dealer registered under Section 15 of the Act (b) [ ] Bank as defined in Section 3(a)(6) of the Act (c) [ ] Insurance Company as defined in Section 3(a)(19) of the Act (d) [ ] Investment Company registered under Section 8 of the Investment Company Act (e) [ ] Investment Adviser registered under Section 203, Investment Advisers Act (f) [ ] Employee Benefit Plan or endowment fund in accordance with Rule 13d-1(b)(1)(ii)(F) (g) [ ] Parent Holding Company or control person in accordance with Rule 13d-1(b)(1)(ii)(G) (h) [ ] Savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (i) [ ] Church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act of 1940 (j) [ ] Group, in accordance with Rule 13d-1(b)(1)(ii)(J) If this statement is filed pursuant to Rule 13d-1(c), check this box:.....................[ ] ITEM 4. Ownership of More than Five Percent of Class: (a) Amount beneficially owned...................................2,650,000 SHARES (b) Percentage of class.........................................11.1%(1) (c) Number of shares as to which such person has: (i) sole power to vote or direct the vote.................2,650,000 SHARES (ii) shared power to vote or to direct the vote............-0- (iii) sole power to dispose or to direct disposition of.....2,650,000 SHARES (iv) shared power to dispose or to direct disposition of...-0- (1) CALCULATED IN ACCORDANCE WITH EXCHANGE ACT RULE 13D-3 BASED ON 23,874,681 SHARES OF COMMON STOCK (COMPRISED OF (a) 23,674,681 SHARES OUTSTANDING AS OF THE CLOSE OF BUSINESS ON OCTOBER 31, 2000 (AS REFLECTED IN ISSUER'S FORM 10-Q FOR THE QUARTER ENDED SEPTEMBER 30, 2000) AND (b) 200,000 SHARES ISSUED TO BRITANNIA UPON EXERCISE OF STOCK PURCHASE WARRANTS IN NOVEMBER 2000). ITEM 5. Ownership of Five Percent or Less of Class.............................. [NOT APPLICABLE] ITEM 6. Ownership of More than Five Percent on Behalf of Another................ [NOT APPLICABLE] ITEM 7. Identification and Classification of Subsidiary Which Acquired Security Being Reported on By Parent Holding Company............................. [NOT APPLICABLE] ITEM 8. Identification and Classification of Members of Group................... [NOT APPLICABLE] ITEM 9. Notice of Dissolution of Group. ........................................ [NOT APPLICABLE] ITEM 10. Certification:.......................................................... [NOT APPLICABLE]
4 CUSIP NO. 279445100 Schedule 13G Page 4 of 4 Pages SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: January 31, 2001 BRITANNIA HOLDINGS LIMITED By: /s/ Leslie John James --------------------------- LESLIE JOHN JAMES, DIRECTOR -----END PRIVACY-ENHANCED MESSAGE-----